Ian J McLoughlin’s Blog

Ian has been selected as a Massachusetts Super Lawyer. Only 5% percent of attorneys are selected each year, based on peer recognition and professional achievement.
Ian has been selected as a Massachusetts Super Lawyer. Only 5% percent of attorneys are selected each year, based on peer recognition and professional achievement.

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FINRA Expungement: Expunge Now or Forever Hold Your Peace?

FINRA has proposed significant changes to its rules for expunging erroneous customer complaints from a broker’s record. In May 2020, the SEC approved one proposed change to apply minimum fees for expungement requests, which is slated to go into effect by September 2020.

Representation of Financial Professionals

In 2019, attorney Ian McLoughlin returned to private practice after working as Senior Enforcement Counsel in FINRA’s Boston office. He has since successfully represented brokers, investment advisers and other financial professionals.

Investigation of Yieldstreet Inc.

In the wake of recent news articles in the Wall Street Journal, attorney Ian McLoughlin is investigating Yieldstreet, Inc., a digital platform which sells notes to investors that are tied to loan pools, for possible securities fraud resulting in missed payments to investors.

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If you are looking for high quality legal representation from an experienced securities lawyer in a FINRA, SEC or court proceeding, please contact us using the form below or call us at 617.869.4689.

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