What Our Clients Are Saying

“I highly recommend Ian McLoughlin. Before finding Ian, I spoke to many attorneys who specialize in defending securities brokers before FINRA, including some very smart big firm attorneys from New York. However, none of them were as knowledgeable and resourceful as Ian. He was able to explain the issues clearly, and immediately found case law that was on point, and provided a sense of clarity that no other attorney I spoke to was able to convey. Throughout this very stressful process Ian was kind, patient, compassionate, and provided excellent legal knowledge. He expertly helped me navigate through all the disclosure requirements and gave excellent advice, based on his vast experience, on potential consequences and what to expect. I am extremely grateful to Ian for putting me at ease during this very difficult and confusing time in my life.”

“Ian provided exceptional legal guidance to me as his client that made me feel prepared and comfortable with the legal process that I would be going through at the time. The time and energy that he spent with me showed his desire to make sure that I was getting the best possible legal counsel as his client. He cares about his clients and it shows while working with him.”

“You’re the very BEST, Ian!!! Not only are you an amazing lawyer but also one of the most compassionate and kind individuals that I have come across over the past several years.”

“We are so grateful for Ian McLoughlin’s wisdom and his compassion as a lawyer. He prioritized our legal interests at every stage of our case. He is meticulously organized, which helped our case immensely. He carefully explained costs and payments. We could not recommend him more highly.”

“I am a financial services professional who hired Ian to help me understand my disclosure obligations on my Form U4. Ian was knowledgeable, responsive and efficient and very helpful. His expertise allowed me to navigate my way through determining what was and was not reportable on my U4. I would highly recommend him to other brokers and investment advisors seeking to understand FINRA’s rules and disclosure requirements.”